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- Completed Deals
- Act 2 ACTT now FREE
- Andina2-LazyDays
- Arowana--Complete VVPR
- Arya A / IMTX
- Atlantic Acq. - ATACU,R Now HFFG
- AVISTA Health AHPAU now ORGO
- B Riley - ALTG
- B Riley 2 BMRG/ EOSE
- Bison Capital - BCACU
- Black Ridge - BRAC/ AESE Completed
- Boulevard 2 - BLVD -Done now ESTR
- Boxwood, Complete ATCX
- CardConnect CCN was Fintech II FNTE
- CF - CFCO complete FGL Holdings
- CFFA Finance/ GCMG
- CM 7 Stars CMSS-KXIN
- Capitol IV - CIC.U -Nesco NSCO
- Capitol CLAC Complete Cision CISN
- Chardan 1 CHACU now PHGE
- Chaserg GDYN Done
- Churchill CCC Clarivate
- Constellation CNACU -Now DMTK
- DD3 DDMX - Betterware BWMX
- DFB Health now AHCO
- Diamond Eagle
- Double Eagle Done Now WSC
- Draper Oakwood - DOTAU -now Reebonz RBZ
- E-Compass ECAC now I-Fresh IFMK
- EdtechX EDTXU now Meten METX
- EACQ / SG / Now TPRE
- Far Point FPACU
- FLMN Falcon was Osprey Energy, OSPR
- Federal S - FSAC Now AGIL
- Forum Now ConvergeOne CVON
- Fortress FVAC / MP Materials
- GigCapital Inc, GIG.U Now Kaylera KLR KLR.WS
- Global Partner, GPACU Complete Now PRPL
- Gordon Pointe GPAQ / HOFV
- Gores Holdings II GSHT
- Gores 3 GRSH/PAE
- GP - GPIAU now RMNI
- Graf GRAF / VLDR Velodyne
- Greenland. GLAC/GTEC
- Harmony HRMNU- NextDecade NEXT
- Haymaker - HYACU
- Healthcare Merger HCCOU
- Hennessy Cap Acquisition - Now Daseke - DSKE,W
- Hunter Maritime HUNTU
- Hydra Completed Now Inspired INSE
- I-AM IAMXU now SMSH
- IEA Infra Energy alt was M III Acq
- Industrea - INDU/ Now BBCP Concrete Pumping
- Intl Money Express IMXI was Fintech II Fnte
- Jensyn JSYNU/ PECK
- JFKK 8i / EQQS Diginex
- JM Global complete TMSR
- KBL now ATNF
- Kayne Anderson - KAACU Now Altus ALTM
- Kensington KCAC/ QS Quantumscape
- Landcadia - LCA.U
- Leo / DMS
- MGY was TPG Energy TPGE
- Matlin Mpacu / USWS
- Modern Media MMDMU
- MTECH-MTECU/Akerna-KERN
- Mosaic MOSC.U Now VVNT vivint
- Mudrick Muds/ HYMC Hycroft
- NRC Group was Hennessy 3
- National Energy Svcs - NESR,W
- Nebula NEBU- LPRO Open Lend
- Netfin NFIN/ TRIT Triterras
- Nexeo Univar NXEO - NXEOW-unvrw
- One Madison - OMAD.U
- Orisun ORSNU
- Pace Holdings now Playa - PLYA
- Pacific PAAC-Now Borqs - BRQS
- Pensare WRLS Done AVCT
- Pivotal 1 / KLDI
- Priority PRTH was M I Acq.Inc. MACQ
- Pure PACQ/ HPK
- Quinpario QPAC > Exela XELA
- Rosehill Resources -Rose - Spac KLR Energy
- Scienjoy/Wealthbridge HHHH - SJ SJOYW
- Silver Run Now AMR
- Social Cap IPOA - NOW SPCE
- TPGH now ACEL
- Stellar III - STLR Now Phunware PHUN
- TKK Symphony tkks/ GSMG Glory Star
- Terrapin 3 - Completed Now Yatra
- Tiberius TIBR Now IGIC
- ThunderBridge-TBRGU/RPAY Repay
- Trine TRNE.U
- Trinity TMCX- BMRK Broadmark
- Union/BIOX Bioceres was LTN.U
- Vecto VTIQ - NKLA Nikola
- Liquidated
- A - F
- Acamar ACAMU
- ACE Converge ACEV.U
- ACON S2 STWO
- AEA IMPXU
- Agba AGBA
- Alberton Acq - ALACU
- Alussaa Energy ALUSU
- AmAcqOpp AMAOU 1/2
- AMCI Acq, AMCIU
- Andina 3 ANDAU
- Apex Tech APXTU
- Apollo APSGU
- ArcLight Clean ACTC
- Artius AACQ
- Ascendant Digital ACND.U
- Atlas Crest ACIC.U 1/3
- Avanti AVAN 1/2
- Avanti AVANU
- Better World BWAC 1
- Big Cypress BCYPU 1/2
- Big Rock - BRPAU
- Blue Water BLUWU 1+1
- Breeze BREZ,W,R
- Broadstone BSN.U 1/3
- Brilliant BRILU
- Burgundy BTAQ 1/2
- CC Neuberger PCPL.U
- CF Finance CFAC
- CHP Merger CHPMU
- Capstar CRB.U
- CHP Merger CHPMU
- Churchill 2 CCX
- CHURCHILL III CCXXU 1/4w
- CIIG Merger CIICU
- CITIC CAPITAL CCACU
- Climate CLII
- Cohn Robbins CRHCU
- COLLECTIVE GROWTH CGROU
- Collier Creek - CCH.U
- Concord CND.U
- Conyers Park 2 CPAAU
- Crescent Acq. - CRSAU
- D8 Holdings DEH.U
- Decarbon DCRBU
- Deerfield HealthTech DFHTU
- DFP Healthcare DFPHU
- DMY Tech DMYT
- DMY 2
- Duddell DSAC 1/2
- DUNEU 1/2
- Edify EACPU 1/2
- East Re ERESU
- EAST STONE ESSCU
- Edify EACPU 1/2
- Edoc ADOC
- Env Impact ENVIU
- Executive ENPCU
- Fast FST.U
- FG NewAm FGNA
- FinServ FSRVU
- Fintech 3 FTACU
- Fintech 4 FTIV
- FirstMark FMAC
- Flying Eagle FEAC
- FoleyTransimene WPF
- Forum II - FMCIU
- Forum 3 FIIIU
- Forest Road FRX
- Foxwayne FOXWU
- FTAC Olympus FTOC
- FTAC Olympus FTOCU
- Fusion FUSE
- G - L
- GS Acquisition - GSAHU
- Galileo GLEOU
- Genesis Park GNPK.U
- GigCapital 2 GIX
- Gig III GIK
- Globis GLAQU
- Go GOACU
- GOAL PUCKU
- Good Works GWACU
- Gores 4 GHIVU
- Gores Metropoulos II GMIIU
- Greencity GRCYU
- Greenrose GNRSU
- Greenvision GRNVU
- GTY Technology Holdings GTYHU
- GXGX GXGX
- Hennessy 4 HCAC
- HL ACQ. HCCHU - HH
- Holicity HOLUU
- IG IGACU
- Industrial Tech ITACU
- INSU 2 INAQU
- Interprivate IVP
- Iron Horse Acq - LOU.U, WS
- J2 API Group
- Jack Creek JCICU 1/2
- Jaws JWS
- Jaws Spitfire SPFR.U
- Juniper Industrial JIH.U
- Kingswood KWAC
- Kismet KSMTU
- L&F LANFU
- Landcadia 3 LCYAU
- LF Capital LFACU
- LGL Systems DFNSU
- Legacy Acquisition - LGC.U
- Legato LEGOU
- Leisure Acq - LACQU
- Leo 2 LHC.U
- LIFESCI ACQ LSACU
- Liv Capital LIVKU
- LIVE OAK LOAK.U
- Longevity LOACU
- Longview LGVWU
- M - R
- Malaca MLACU
- Megalith Financial MFACU
- Merida Merger MCMJU
- Monocle Acq MNCLU
- Motion MOTNU 1/3
- Mountain Crest MCACU
- Mudrick 2 MUDS
- Nebula Caravel NEBC
- New Begin NBA
- New Frontier NFC.U
- New Providence NPAUU
- Newborn NBACU
- Northern Genesis NGA.U
- Northern Genesis NGA.U
- Novus NOVSU
- Oaktree 2 OACB.U
- Omni OCA.U
- Opes Acq Corp - OPESU
- Osprey SFTWU
- OTR Acq OTRAU
- Panacea PANAU
- Peridot PDAC
- Pershing Tontine
- Petra Acq PAICU
- PIVOTAL Acq. 2
- Platinum Eagle Acq EAGLU
- PMVC.U Gabelli
- Poema PPGHU
- Pop Health PHICU
- Proficient Alpha PAACU
- Property Solutions PSACU
- Proptech PTACU
- PTK PTK.U
- Qell Acq QELL
- Quantum Fintec QFTA.U
- Queen's Gambit GMBTU
- Recharge RCHGU
- Regalwood Global Energy RWGE.U
- Reinvent RTP.U
- Roman DBDRU
- SC Health SCPE
- Roth Acq ROCHU
- S - Z
- SCVX Corp SCVXU
- Schultze, SAMAU
- ScION SCOAU 1/3
- Seaport SGAM
- SilverSpike SSPKU
- SOCIAL CAP B II IPOB.U
- SOCIAL CAP III IPOCU
- Software Acq SAQNU
- Software II SAII
- South Mt. SMMCU
- Spartan Energy SPAQU
- Spartan II SPRQU
- Spinning Eagle SPNGU
- Sports V AKICU
- Spring Valley SVSVU
- Stable Road SRACU
- Star Peak Energy STPKU
- Star Peak II STPC
- Sustainable Opp SOAC.U
- Tenzing Acq TZACU
- Terrapin 4 TRTLU
- Music TMAC.U
- Thunderbridge 2 THBRU
- Tiga Acq (TINVU)
- Tortoise 2 SNPR
- Tottenham TOTAU
- Trident Acq - TDACU
- Tuatara TCAC
- Turmeric TMPMU 1/3
- Tuscan 1 THCB
- Tuscan 2 THCA
- Twelve Seas BROGU was TWLVU
- Union Acq 2 LATNU 1
- Vickers VCKAU 1/2
- Vesper VSPR/ SKIN Done
- Vistas VMACU
- Yucaipa YAC.U
- YUNHONG ZGYHU
- Zanite ZNTEU
- Kairos Kairu 1/2 KAIR
- LightJump LJAKU
- OCA Acq. OCAXU
- Healthcare HCCCU
- Monument MONCU
- TLG acq TLGA.U
- Growth GCACU
- Capital V CAP
- Proptech II PTIC
- Aequi? ARBG
- Horizon HZACU
- Ion IACAU
- Colonnade CLA.U
- Fortress 2 FAIIU
- CF Finance 2 CFIIU
- Foley 2 BFT.U
- Sandbridge SBG.U
- Lionheart II LCAP
- LMF LMAOU
- Progress PGRWU 1/2
- KludeIn INKAU 1/2
- DD3 2 DDMX 1/2
- Itiquira ITQRU 1/2
- BITE U 1/2
- Adara ADRAU 1/2 10.10
- Ace Global ACBAU 1 & 10.20
- Aldel Fin ADF.U 1/2
- Astrea ASAXU
- BENEU 3/4W,1Rt
- Global spac GLSPU
- Hennessy 5 HCICU 1/4
- TradeUp TUGCU 1/2
- Maquia MAQCU $10.15 1/2W 1 yr.
- Data DKDCU 1 & $10.20
- Mericsson
- ATA.U $10.10, 1/2W
- Globis GLAQU 1W $10.10
- ZZZZZ Test
- AA Data Knight DKDCA
- AA Lakeshore LAAA
- AA VTAQ w R Ventoux - Presto
- AAA SLAC Social Leverage
- AA PGRW Progress
CLACU
Trust = 10
Warrant - one plus 11.50. Callable at 18
Mark D. Ein
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